Charles Schwab is taking one of its former reps to court, accusing him of being a “disloyal employee” who allegedly departed wielding trade secrets on thousands of Schwab clients. Schwab filed a ...

Lawsuits are stacking up in federal court against Edward Jones, alleging the firm violated privacy laws by sharing clients' private information for use in targeted ads by LinkedIn, Google and Meta.

Client management platforms have become an essential part of an RIA’s tech stack as these tools make it easier to access and update customer information. The Financial Industry Regulatory Authority ...

Add Yahoo as a preferred source to see more of our stories on Google. Chanel Inc. informed its customers Friday morning about a data security breach at the U.S. company. In a letter to clients, Chanel ...

Onboarding new clients is a notoriously onerous and time-consuming process for financial advisors, but it’s necessary for a successful relationship. Here’s how to make sure you’re gathering the right ...